THOMPSON MALCOLM 4
4 · Uni-Pixel · Filed Aug 3, 2017
Insider Transaction Report
Form 4
Uni-PixelUNXL
THOMPSON MALCOLM
Director
Transactions
- Exercise/Conversion
Common Stock
2017-08-01+6,250→ 57,658 total - Exercise/Conversion
Common Stock
2017-08-01+8,335→ 65,993 total - Exercise/Conversion
Restricted Stock Units (RSUs)
2017-08-01−6,250→ 43,750 totalExercise: $0.00→ Common Stock (6,250 underlying) - Exercise/Conversion
Restricted Stock Units (RSUs)
2017-08-01−8,335→ 91,665 totalExercise: $0.00→ Common Stock (8,335 underlying)
Footnotes (5)
- [F1]6,250 Restricted Stock Units ("RSUs") issued in the grant to Mr. Thompson on 6/8/2016 vested on 8/1/2017 according to the vesting schedule previously reported.
- [F2]Includes 10,000 shares of restricted common stock that vested 1/3rd on July 31, 2016, 1/3rd on July 31, 2017, and the remaining 1/3rd which will vest on July 31, 2018.
- [F3]8,335 RSUs issued in the grant to Mr. Thompson on 6/9/2017 vested on 8/1/2017 according to the vesting schedule previously reported.
- [F4]The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019.
- [F5]The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020.