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HAWTHORNE JEFFREY ALAN 4

Accession 0001209191-17-047327

CIK 0001171012other
View on SEC.govCompany Profile

Filed

Aug 2, 8:00 PM ET

Accepted

Aug 3, 4:23 PM ET

Size

15.4 KB

Accession

0001209191-17-047327

Insider Transaction Report

Form 4
Period: 2017-08-01
Uni-PixelUNXL
HAWTHORNE JEFFREY ALAN
Director
Transactions
  • Exercise/Conversion

    Common Stock

    2017-08-01+20,835→ 349,252 total
  • Tax Payment

    Common Stock

    2017-08-01$0.38/sh−6,263$2,355→ 328,417 total
  • Tax Payment

    Common Stock

    2017-08-01$0.38/sh−7,830$2,944→ 341,422 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2017-08-01−16,666→ 116,670 total
    Exercise: $0.00→ Common Stock (16,666 underlying)
  • Exercise/Conversion

    Common Stock

    2017-08-01+16,666→ 334,680 total
  • Exercise/Conversion

    Restricted Stock Units (RSUs)

    2017-08-01−20,835→ 229,165 total
    Exercise: $0.00→ Common Stock (20,835 underlying)
Footnotes (8)
  • [F1]16,666 Restricted Stock Units ("RSUs") issued in the grant to Mr. Hawthorne on 6/8/2016 vested on 8/1/2017 according to the vesting schedule previously reported.
  • [F2]Includes 100,000 shares of restricted common stock that vested 1/3rd on July 31, 2016, 1/3rd on July 31, 2017, and the remaining 1/3rd which will vest on July 31, 2018.
  • [F3]6,263 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F4]The closing price of the Company's common stock on 8/1/2017.
  • [F5]20,835 RSUs issued in the grant to Mr. Hawthorne on 6/9/2017 vested on 8/1/2017 according to the vesting schedule previously reported.
  • [F6]7,830 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company.
  • [F7]The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019.
  • [F8]The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020.

Documents

1 file

Issuer

Uni-Pixel

CIK 0001171012

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Entity typeother

Related Parties

1
  • filerCIK 0001228270

Filing Metadata

Form type
4
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 4:23 PM ET
Size
15.4 KB
View on SEC.gov