4/A//SEC Filing
TAYLOR JOHN 4/A
Accession 0001209191-17-048553
CIK 0001128361other
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 2:19 PM ET
Size
13.4 KB
Accession
0001209191-17-048553
Insider Transaction Report
Form 4/AAmended
HOPE BANCORP INCHOPE
TAYLOR JOHN
Director
Transactions
- Award
Common Stock
2017-08-08+28,136→ 28,136 total(indirect: By Trust) - Disposition to Issuer
Stock Option (right to buy)
2017-08-08−28,136→ 0 totalFrom: 2016-08-01Exp: 2021-11-19→ Common Stock (28,136 underlying)
Holdings
- 512(indirect: By Trust)
Common Stock
- 4,500
Common Stock
- 9,000
Restricted Stock Units
→ Common Stock (9,000 underlying) - 1,068(indirect: By Trust)
Common Stock (Restricted)
- 20,000
Non-qualified stock option (right to buy)
Exercise: $17.18Exp: 2026-09-01→ Common Stock (20,000 underlying)
Footnotes (6)
- [F1]Received pursuant to the merger between BBCN Bancorp, Inc. and Wilshire Bancorp, Inc. effective July 29, 2016 (the "Merger"), in exchange for a stock option to acquire 40,000 shares of Wilshire Bancorp, Inc. common stock.
- [F2]Amended from previously filed Form 4, which corrects ownership form as "Indirect", to reflect ownership held in reporting person's trust.
- [F3]Received in exchange for 728 shares of Wilshire Bancorp, Inc. common stock at the exchange ratio of 0.7034 per share as provided by the Merger Agreement between Wilshire Bancorp, Inc. and BBCN Bancorp, Inc. (now Hope Bancorp, Inc.).
- [F4]Received in exchange for 2,235 shares of Wilshire Bancorp, Inc. common stock (Restricted Stock) in connection with the Merger. 1,068 represents Restricted Stock still outstanding including any accrued dividend to date. These shares will vest according to previously disclosed vesting schedules.
- [F5]Total 13,500 restricted stock units were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of HOPE Bancorp, Inc. common stock. 1/3 of the award vested immediately on the grant date, with the remaining 2/3 vesting in 2 equal annual installments thereafter.
- [F6]These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.
Documents
Issuer
HOPE BANCORP INC
CIK 0001128361
Entity typeother
Related Parties
1- filerCIK 0001544933
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 10, 8:00 PM ET
- Accepted
- Aug 11, 2:19 PM ET
- Size
- 13.4 KB