Schwichtenberg Kay 4

4 · CENTRAL GARDEN & PET CO · Filed Aug 11, 2017

Form 4

Period: 2017-08-09

Director

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2017-08-09−12,500→ 37,500 total
Exercise: $13.82Exp: 2022-01-29→ Class A Common Stock (12,500 underlying)
Exercise/Conversion
Class A Common Stock
2017-08-09$10.63/sh+12,500$132,875→ 12,500 total
Tax Payment
Class A Common Stock
2017-08-09$33.87/sh−7,784$263,644→ 4,716 total
Exercise/Conversion
Class A Common Stock
2017-08-09$13.82/sh+12,500$172,750→ 17,216 total
Tax Payment
Class A Common Stock
2017-08-09$33.87/sh−8,431$285,558→ 8,785 total
Exercise/Conversion
Stock Option (Right to Buy)
2017-08-09−12,500→ 25,000 total
Exercise: $10.63Exp: 2021-03-31→ Class A Common Stock (12,500 underlying)

Holdings

Footnotes (4)

[F1]Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
[F2]The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
[F3]Options were granted on April 16, 2015, of which 25,000 have vested and been exercised and the remaining 25,000 shares will vest and be exercisable as follows: 12,500 shares on March 31, 2018; and 12,500 shares on March 31, 2019.
[F4]Options were granted on January 29, 2016, of which 12,500 have vested and have been exercised and the remaining 37,500 shares will vest and be exercisable as follows: 12,500 shares on January 29, 2018; 12,500 shares on January 29, 2019; and 12,500 shares on January 29, 2020.

Documents

1 file