HALBROOK JOHN A 4

4 · Woodward, Inc. · Filed Aug 17, 2017

Form 4

Period: 2017-08-15

Director

Transactions

Other
Woodward, Inc. Common Stock
2017-08-04+29,186→ 350,520.999 total
Exercise/Conversion
Woodward, Inc. Common Stock
2017-08-16$32.73/sh+5,700$186,561→ 354,664.999 total
Sale
Woodward, Inc. Common Stock
2017-08-15$70.00/sh−1,556$108,920→ 348,964.999 total
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2017-08-16−5,700→ 0 total
Exercise: $32.73From: 2008-11-16Exp: 2017-11-15→ Woodward, Inc. Common Stock (5,700 underlying)
Sale
Woodward, Inc. Common Stock
2017-08-16$70.02/sh−7,144$500,246→ 347,520.999 total

Holdings

Footnotes (4)

[F1]The Reporting Person executed a transfer of 29,186 shares held in the John A. Halbrook Grantor Annuity Trust to the John A. Halbrook Living Trust.
[F2]The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $70.00 to $70.2839 per share. The reporting person has reported these shares on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
[F3]The Reporting Person beneficially owns 251,681 shares sold in 2011 to The Halbrook Family Irrevocable Trust (the "Halbrook Family Trust Shares"), of which the Reporting Person's children are the beneficiaries and trustees without dispositive power with respect to the Halbrook Family Trust Shares. The Halbrook Family Trust Shares were sold by the Reporting Person in exchange for a promissory note.
[F4]Options, which expire November 15, 2017, became exercisable at the rate of 25% per year beginning on November 16, 2008, and each one year anniversary thereafter.

Documents

1 file