Hua James 4
4 · EMERGENT CAPITAL, INC. · Filed Aug 18, 2017
Insider Transaction Report
Form 4
Hua James
Director
Transactions
- Purchase
Common Stock
2017-08-17$0.36/sh+135,000$48,600→ 510,000 total(indirect: By: Opal Capital Partners, LP)
Holdings
- 10,000,000(indirect: By: Opal Sheppard Opportunities Fund I LP)
Common Stock
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.335 to $0.37, inclusive. The Reporting Person undertakes to provide to Emergent Capital, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.
- [F2]The Reporting Person may be deemed to be a control person of this entity and disclaims beneficial ownership of all shares held by Opal Capital Partners, LP, except to the extent of any indirect pecuniary interest therein.
- [F3]The Reporting Person may be deemed to be a control person of this entity and disclaims beneficial ownership of all shares held by Opal Sheppard Opportunities Fund I LP, except to the extent of any indirect pecuniary interest therein.