Rhulen Harry W 4
4 · Novume Solutions, Inc. · Filed Aug 30, 2017
Insider Transaction Report
Form 4
Rhulen Harry W
President
Transactions
- Award
Warrant to Purchase Common Stock Warrant
2017-08-28+105,209→ 105,209 totalExercise: $2.58From: 2017-01-25Exp: 2022-01-25→ Common Stock (105,209 underlying) - Award
Employee Stock Option (right to buy)
2017-08-28+155,195→ 155,195 totalExercise: $1.55Exp: 2027-01-25→ Common Stock (155,195 underlying) - Award
Common Stock
2017-08-28+315,625→ 315,625 total - Award
Warrant to Purchase Common Stock
2017-08-28+105,209→ 105,209 totalExercise: $3.61From: 2017-01-25Exp: 2022-01-25→ Common Stock (105,209 underlying)
Footnotes (4)
- [F1]As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger").
- [F2]As disclosed by the Company in the Form 8-K, received in exchange for existing warrants to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger.
- [F3]Options vest in 24 successive monthly installments beginning on the first anniversary of January 25, 2017, which was the original grant date of the KeyStone options which were exchanged in the Merger.
- [F4]As disclosed by the Company in the Form 8-K, received in exchange for existing employee stock options to purchase common stock of KeyStone at the specified common stock conversion ratio and adjusted exercise price pursuant to the Merger.