McCarthy James K 4
4 · Novume Solutions, Inc. · Filed Aug 30, 2017
Insider Transaction Report
Form 4
McCarthy James K
DirectorChief Strategy Officer
Transactions
- Award
Common Stock
2017-08-28+5,451,672→ 5,451,672 total
Footnotes (2)
- [F1]As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger").
- [F2]2,725,836 of such common shares are subject to an option to purchase by Avon Road Partners, L.P., of which Mr. Robert Berman, CEO of the Company, is the general partner, pursuant to the Amended and Restated Avon Road Option Agreement.