4//SEC Filing
Nathan Richard A 4
Accession 0001209191-17-050821
CIK 0001697851other
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 7:12 PM ET
Size
9.8 KB
Accession
0001209191-17-050821
Insider Transaction Report
Form 4
Nathan Richard A
DirectorChief Operating Officer
Transactions
- Award
Novume Unit Warrant
2017-08-28+10,000→ 10,000 totalExercise: $1.03From: 2016-11-08Exp: 2023-11-08→ Common Stock (4,849 underlying) - Award
Common Stock
2017-08-28+3,186,041→ 3,186,041 total - Award
Series A Preferred Stock
2017-08-28+10,000→ 10,000 total
Footnotes (4)
- [F1]As disclosed by Novume Solutions, Inc. (the "Company") in its Current Report on Form 8-K as filed with the SEC on August 29, 2017, (the "Form 8-K") received in exchange for the common stock of KeyStone Solutions, Inc. ("KeyStone"), at the specified common stock conversion ratio pursuant to the Second Amended and Restated Agreement and Plan of Merger between the Company, KeyStone, KeyStone Merger Sub, LLC, Brekford Merger Sub, Inc., and Brekford Traffic Safety, Inc., which closed on August 28, 2017 (the "Merger").
- [F2]1,593,021 of such common shares are subject to an option to purchase by Avon Road Partners, L.P., of which Mr. Robert Berman, CEO of the Company, is the general partner, pursuant to the Amended and Restated Avon Road Option Agreement.
- [F3]As disclosed by the Company in the Form 8-K, received in exchange for existing Series A Cumulative Convertible Redeemable Preferred Stock of KeyStone at the specified preferred stock conversion ratio pursuant to the Merger.
- [F4]As disclosed by the Company in the Form 8-K, received in exchange for existing KeyStone Unit Warrants at the specified Novume Unit Warrant conversion ratio and exercise price pursuant to the Merger.
Documents
Issuer
Novume Solutions, Inc.
CIK 0001697851
Entity typeother
Related Parties
1- filerCIK 0001711769
Filing Metadata
- Form type
- 4
- Filed
- Aug 29, 8:00 PM ET
- Accepted
- Aug 30, 7:12 PM ET
- Size
- 9.8 KB