4//SEC Filing
PHILLIPS STUART G 4
Accession 0001209191-17-050920
CIK 0001374684other
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 5:14 PM ET
Size
17.5 KB
Accession
0001209191-17-050920
Insider Transaction Report
Form 4
MULESOFT, INCMULE
Bay Management Co XI LLC
10% Owner
Transactions
- Conversion
Class B Common Stock
2017-08-29−7,016,747→ 0 total(indirect: See footnote)→ Class A Common Stock (7,016,747 underlying) - Conversion
Class B Common Stock
2017-08-29−41,660→ 0 total(indirect: See footnote)→ Class A Common Stock (41,660 underlying) - Conversion
Class A Common Stock
2017-08-29+41,660→ 41,660 total(indirect: See footnote) - Conversion
Class A Common Stock
2017-08-29+7,016,747→ 7,016,747 total(indirect: See footnote)
Bay Partners XI L P
10% Owner
Transactions
- Conversion
Class B Common Stock
2017-08-29−41,660→ 0 total(indirect: See footnote)→ Class A Common Stock (41,660 underlying) - Conversion
Class A Common Stock
2017-08-29+41,660→ 41,660 total(indirect: See footnote) - Conversion
Class A Common Stock
2017-08-29+7,016,747→ 7,016,747 total(indirect: See footnote) - Conversion
Class B Common Stock
2017-08-29−7,016,747→ 0 total(indirect: See footnote)→ Class A Common Stock (7,016,747 underlying)
BAY PARTNERS XI PARALLEL FUND L P
10% Owner
Transactions
- Conversion
Class A Common Stock
2017-08-29+7,016,747→ 7,016,747 total(indirect: See footnote) - Conversion
Class B Common Stock
2017-08-29−7,016,747→ 0 total(indirect: See footnote)→ Class A Common Stock (7,016,747 underlying) - Conversion
Class A Common Stock
2017-08-29+41,660→ 41,660 total(indirect: See footnote) - Conversion
Class B Common Stock
2017-08-29−41,660→ 0 total(indirect: See footnote)→ Class A Common Stock (41,660 underlying)
PHILLIPS STUART G
10% Owner
Transactions
- Conversion
Class B Common Stock
2017-08-29−41,660→ 0 total(indirect: See footnote)→ Class A Common Stock (41,660 underlying) - Conversion
Class A Common Stock
2017-08-29+7,016,747→ 7,016,747 total(indirect: See footnote) - Conversion
Class A Common Stock
2017-08-29+41,660→ 41,660 total(indirect: See footnote) - Conversion
Class B Common Stock
2017-08-29−7,016,747→ 0 total(indirect: See footnote)→ Class A Common Stock (7,016,747 underlying)
Footnotes (3)
- [F1]Shares are held by Bay Partners XI, L.P. ("BP XI"). Bay Management Company XI, LLC ("BMC XI"), the general partner of BP XI, has sole voting and dispositive power with respect to the shares held by BP XI. Stuart G. Phillips, the managing member of BMC XI, has sole voting and dispositive power with respect to the shares held by BP XI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
- [F2]Shares are held by Bay Partners XI Parallel Fund, L.P. ("Parallel XI"). BMC XI, the general partner of Parallel XI, has sole voting and dispositive power with respect to the shares held by Parallel XI. Stuart G. Phillips, the managing member of BMC XI, has sole voting and dispositive power with respect to the shares held by Parallel XI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
- [F3]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Documents
Issuer
MULESOFT, INC
CIK 0001374684
Entity typeother
Related Parties
1- filerCIK 0001225479
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 5:14 PM ET
- Size
- 17.5 KB