SPENCER EDWARD L JR 4
4 · AUBURN NATIONAL BANCORPORATION, INC · Filed Sep 6, 2017
Insider Transaction Report
Form 4
SPENCER EDWARD L JR
Director10% Owner
Transactions
- Purchase
common stock
2017-09-05$35.80/sh+14,800$529,840→ 649,006 total
Holdings
- 51,615(indirect: 8 year GRAT dated 12-23-09)
common stock
- 18,950(indirect: By Spouse)
common stock
- 24,745(indirect: By Trust)
common stock
Footnotes (2)
- [F1]Shares of AUBN common stock are held by E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
- [F2]Shares held by a 2008 revocable trust established for the benefit of the reporting person. The reporting person is the trustee of the trust and has sole voting and dispositive power with respect to these shares.