4//SEC Filing
Wootton Emmett Randolph III 4
Accession 0001209191-17-051534
CIK 0001477200other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 2:11 PM ET
Size
21.6 KB
Accession
0001209191-17-051534
Insider Transaction Report
Form 4
Rocket Fuel Inc.FUEL
Wootton Emmett Randolph III
DirectorChief Executive Officer
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2017-09-06−234,563→ 0 totalExercise: $3.49Exp: 2026-03-10→ Common Stock (234,563 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2017-09-06−230,000→ 0 totalExercise: $2.31Exp: 2027-02-07→ Common Stock (230,000 underlying) - Disposition to Issuer
Performance Stock Units
2017-09-06−230,000→ 0 totalExp: 2020-02-07→ Common Stock (230,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2017-09-06−15,000→ 0 totalExercise: $9.68Exp: 2025-03-25→ Common Stock (15,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2017-09-06−37,500→ 0 totalExercise: $8.75Exp: 2025-04-28→ Common Stock (37,500 underlying) - Disposition to Issuer
Common Stock
2017-09-06−273,371→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2017-09-06−500,000→ 0 totalExercise: $3.49Exp: 2026-01-01→ Common Stock (500,000 underlying)
Footnotes (6)
- [F1]Includes 3,000 shares acquired under the Rocket Fuel Inc. 2013 Employee Stock Purchase Plan on 5/31/2017.
- [F2]Includes 3,000 shares acquired under the Rocket Fuel Inc. 2013 Employee Stock Purchase Plan on 8/21/2017.
- [F3]Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
- [F4]Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive common stock shares of the Issuer. The RSUs were either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
- [F5]Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
- [F6]These performance stock units ("PSUs") represented the Reporting Person's right to receive shares of common stock of the Issuer upon the satisfaction or attainment of certain performance milestones. The PSUs were (1) cancelled and converted automatically into the right to receive $2.60 per share in cash with respect to 115,000 shares, and (2) cancelled without any cash payment or other consideration for the remainder, as described in the Merger Agreement.
Issuer
Rocket Fuel Inc.
CIK 0001477200
Entity typeother
Related Parties
1- filerCIK 0001658002
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 2:11 PM ET
- Size
- 21.6 KB