Frankel Richard A. 4
4 · Rocket Fuel Inc. · Filed Sep 6, 2017
Insider Transaction Report
Form 4
Rocket Fuel Inc.FUEL
Frankel Richard A.
DirectorCo-Founder and President10% Owner
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2017-09-06−50,000→ 0 totalExercise: $3.65Exp: 2026-03-09→ Common Stock (50,000 underlying) - Disposition to Issuer
Common Stock
2017-09-06−1,795,888→ 0 total(indirect: See footnote) - Disposition to Issuer
Employee Stock Option (right to buy)
2017-09-06−360,796→ 0 totalExercise: $2.23Exp: 2023-06-13→ Common Stock (360,796 underlying)
Footnotes (3)
- [F1]Each outstanding share of the common stock of the Issuer was converted into the right to receive $2.60 per share in cash, as described in the Merger Agreement.
- [F2]Held of record by the Martha M. Conway & Richard A Frankel TR UA 03/13/2009 Conway-Frankel Family Trust, for which the Reporting Person is a trustee.
- [F3]Each outstanding option of the Issuer was either (1) cancelled and converted automatically into the right to receive $2.60 per share in cash, (2) cancelled without any cash payment or other consideration, or (3) assumed and converted automatically into the right to receive $2.60 per share in cash, as described in the Merger Agreement.