4//SEC Filing
PHILLIPS STUART G 4
Accession 0001209191-17-052934
CIK 0001374684other
Filed
Sep 14, 8:00 PM ET
Accepted
Sep 15, 2:30 PM ET
Size
14.7 KB
Accession
0001209191-17-052934
Insider Transaction Report
Form 4
MULESOFT, INCMULE
BAY PARTNERS XI PARALLEL FUND L P
10% Owner
Transactions
- Other
Class A Common Stock
2017-09-13−10,000→ 31,660 total(indirect: See footnote) - Other
Class A Common Stock
2017-09-13−1,990,000→ 5,026,747 total(indirect: See footnote) - Other
Class A Common Stock
2017-09-13−64,752→ 64,752 total
Bay Management Co XI LLC
10% Owner
Transactions
- Other
Class A Common Stock
2017-09-13−64,752→ 64,752 total - Other
Class A Common Stock
2017-09-13−1,990,000→ 5,026,747 total(indirect: See footnote) - Other
Class A Common Stock
2017-09-13−10,000→ 31,660 total(indirect: See footnote)
Bay Partners XI L P
10% Owner
Transactions
- Other
Class A Common Stock
2017-09-13−10,000→ 31,660 total(indirect: See footnote) - Other
Class A Common Stock
2017-09-13−1,990,000→ 5,026,747 total(indirect: See footnote) - Other
Class A Common Stock
2017-09-13−64,752→ 64,752 total
PHILLIPS STUART G
10% Owner
Transactions
- Other
Class A Common Stock
2017-09-13−10,000→ 31,660 total(indirect: See footnote) - Other
Class A Common Stock
2017-09-13−1,990,000→ 5,026,747 total(indirect: See footnote) - Other
Class A Common Stock
2017-09-13−64,752→ 64,752 total
Footnotes (5)
- [F1]Represents a pro-rata, in-kind distribution by Bay Partners XI, L.P. ("BP XI") without additional consideration, to its respective partners, members and assigns.
- [F2]Shares are held by BP XI. Bay Management Company XI, LLC ("BMC XI"), the general partner of BP XI, has sole voting and dispositive power with respect to the shares held by BP XI. Stuart G. Phillips, the managing member of BMC XI, has sole voting and dispositive power with respect to the shares held by BP XI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
- [F3]Represents a pro-rata, in-kind distribution by Bay Partners XI Parallel Fund, L.P. ("Parallel XI") without additional consideration, to its respective partners, members and assigns.
- [F4]Shares are held by Parallel XI. BMC XI, the general partner of Parallel XI, has sole voting and dispositive power with respect to the shares held by Parallel XI. Stuart G. Phillips, the managing member of BMC XI, has sole voting and dispositive power with respect to the shares held by Parallel XI. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of any securities (except to the extent of such person's or entity's pecuniary interest in such securities).
- [F5]Shares are owned directly by Stuart G. Phillips.
Documents
Issuer
MULESOFT, INC
CIK 0001374684
Entity typeother
Related Parties
1- filerCIK 0001225479
Filing Metadata
- Form type
- 4
- Filed
- Sep 14, 8:00 PM ET
- Accepted
- Sep 15, 2:30 PM ET
- Size
- 14.7 KB