PAN DANG YU 4
4 · Highpower International, Inc. · Filed Sep 26, 2017
Insider Transaction Report
Form 4
PAN DANG YU
DirectorChief Executive Officer10% Owner
Transactions
- Award
Employee Stock Options (right to buy)
2017-09-22+84,500→ 84,500 totalExercise: $4.65From: 2018-09-22Exp: 2027-09-21→ Common Stock (84,500 underlying) - Award
Common Stock
2017-09-22+30,000→ 2,822,814 total
Holdings
- 269,959(indirect: Advanced Pride International Limited)
Common Stock
Footnotes (4)
- [F1]Award of shares of restricted common stock (the "Shares") pursuant to the provisions of Issuer's 2008 Omnibus Incentive Plan (the "Plan").
- [F2]The Shares vest over a three year period on the anniversary date of the grant at 30%, 30% and 40%, respectively. On the first anniversary of the grant, 30% of the Shares vest, and thereafter on each subsequent anniversary date of the grant, the Shares vest in equal installments on a 1/12th basis each month per year for the applicable percentage.
- [F3]Award of employee stock options (right to buy) ("Options") pursuant to the provisions of the Plan.
- [F4]The Options vest over a three year period on the anniversary date of the grant at 30%, 30% and 40%, respectively. On the first anniversary of the grant, 30% of the Options vest, and thereafter on each subsequent anniversary date of the grant, the Options vest in equal installments on a 1/12th basis each month per year for the applicable percentage.