Spring Bank Pharmaceuticals, Inc.·4

Oct 3, 4:02 PM ET

Eichler Kurt M 4

4 · Spring Bank Pharmaceuticals, Inc. · Filed Oct 3, 2017

Insider Transaction Report

Form 4
Period: 2017-10-02
Transactions
  • Award

    Common Stock

    2017-10-02+919584,388 total
Holdings
  • Common Stock

    (indirect: See footnote)
    10,000
  • Common Stock

    (indirect: See footnote)
    19,791
  • Common Stock

    (indirect: See footnote)
    1,200
Footnotes (4)
  • [F1]Pursuant to the Issuer's Non-Employee Director Compensation Policy, the shares on this Form 4 were automatically issued to the Reporting Person, who previously elected to take shares in lieu of cash compensation for services as a director and committee member of the Issuer.
  • [F2]These shares are directly held by Theresa Eichler as custodian for Katherine Eichler UGMA NJ. Teresa Eichler and Katherine Eichler are immediate family members sharing a household with the Reporting Person.
  • [F3]These shares are directly held by the Kurt M. Eichler Trust Under Agreement dated 12/27/14 FBO Katherine Eichler (the "Katherine Eichler Trust"). The Reporting Person's immediate family member, Katherine Eichler, is a beneficiary of the Katherine Eichler Trust, and the Reporting Person is a trustee of the Katherine Eichler Trust.
  • [F4]These shares are directly held by the Reporting Person as custodian for Katherine Eichler. Katherine Eichler is an immediate family member sharing a household with the Reporting Person.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION