Home/Filings/4/0001209191-17-055086
4//SEC Filing

Birnbaum Manfred E 4

Accession 0001209191-17-055086

CIK 0001140310other

Filed

Oct 2, 8:00 PM ET

Accepted

Oct 3, 4:23 PM ET

Size

7.4 KB

Accession

0001209191-17-055086

Insider Transaction Report

Form 4
Period: 2017-09-30
Transactions
  • Exercise/Conversion

    Common Stock

    2017-09-30+18,181407,960 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-09-3018,1810 total
    Exercise: $0.00Common Stock (18,181 underlying)
Footnotes (3)
  • [F1]Represents shares acquired upon vesting of a restricted stock unit award.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units that become earned and vested are payable on the earlier of (i) vesting and (ii) the date of a change in control.
  • [F3]The restricted stock units vest as follows: 25% on the date of grant and the remaining units vest in three equal installments on each of March 31, 2017, June 30, 2017 and September 30, 2017.

Issuer

EnSync, Inc.

CIK 0001140310

Entity typeother

Related Parties

1
  • filerCIK 0001422900

Filing Metadata

Form type
4
Filed
Oct 2, 8:00 PM ET
Accepted
Oct 3, 4:23 PM ET
Size
7.4 KB