PEPPER JANE G 4
4 · PNC FINANCIAL SERVICES GROUP, INC. · Filed Oct 4, 2017
Insider Transaction Report
Form 4
PEPPER JANE G
Director
Transactions
- Award
Phantom Stock Unit
2017-10-02$135.12/sh+211$28,510→ 7,341 total(indirect: Deferred Compensation Plan)→ $5 Par Common Stock (211 underlying)
Holdings
- 22,567(indirect: Deferred Stock Unit Plan)
Phantom Stock Unit
→ $5 Par Common Stock (22,567 underlying) - 1,203
Deferred Stock Unit
→ $5 Par Common Stock (1,203 underlying)
Footnotes (5)
- [F1]One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
- [F2]Includes an aggregate of 40 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.
- [F3]Deferred stock unit ("DSU") granted pursuant to The PNC Financial Services Group, Inc. ("PNC") Directors Deferred Stock Unit Program (the "Program") under PNC's 2016 Incentive Award Plan. Each DSU represents the right to receive at retirement a share of PNC Common Stock (a "Share") or in limited circumstances cash equal to the fair market value of one Share on the payment determination date, pursuant to the terms of the Program.
- [F4]Includes an aggregate of 6 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Deferred Compensation Program subsequent to the date of the reporting person's most recent filing on Form 4.
- [F5]Includes an aggregate of 128 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Outside Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4.