Home/Filings/4/0001209191-17-056369
4//SEC Filing

Frauenberg James H II 4

Accession 0001209191-17-056369

CIK 0001070680other

Filed

Oct 9, 8:00 PM ET

Accepted

Oct 10, 9:36 AM ET

Size

8.4 KB

Accession

0001209191-17-056369

Insider Transaction Report

Form 4
Period: 2017-10-06
Transactions
  • Conversion

    Series B 6.25% Preferred Stock

    2017-10-06$25.00/sh28,000$700,0000 total
    Exercise: $1.75Common Stock (400,000 underlying)
  • Conversion

    Common Stock

    2017-10-06$1.75/sh+400,000$700,000803,833 total
Footnotes (1)
  • [F1]The Series B Convertible Preferred Stock was convertible into common stock at any time and had no expiration date. The issuer exercises its right to mandatorily convert all outstanding shares of Series B Preferred Stock effective as of October 6, 2017. As of such date, each share of Series B Preferred Stock was converted at a conversion rate of $25.00 (the liquidation preference of the Series B Preferred Stock) divided by $1.75 (the common stock conversion price).

Issuer

CENTRAL FEDERAL CORP

CIK 0001070680

Entity typeother

Related Parties

1
  • filerCIK 0001557351

Filing Metadata

Form type
4
Filed
Oct 9, 8:00 PM ET
Accepted
Oct 10, 9:36 AM ET
Size
8.4 KB