4//SEC Filing
RICE RONALD A 4
Accession 0001209191-17-057181
CIK 0000110621other
Filed
Oct 16, 8:00 PM ET
Accepted
Oct 17, 5:37 PM ET
Size
18.1 KB
Accession
0001209191-17-057181
Insider Transaction Report
Form 4
RICE RONALD A
President and COO
Transactions
- Exercise/Conversion
Common Stock, $0.01 par value
2017-10-13$22.16/sh+100,000$2,216,000→ 464,604 total - Exercise/Conversion
Stock Appreciation Rights
2017-10-13−50,000→ 550,000 totalExercise: $25.87Exp: 2022-07-16→ Common Stock (50,000 underlying) - Disposition to Issuer
Common Stock, $0.01 par value
2017-10-13$51.76/sh−67,804$3,509,535→ 446,800 total - Tax Payment
Common Stock, $0.01 par value
2017-10-13$51.76/sh−37,357$1,933,598→ 409,443 total - Exercise/Conversion
Stock Appreciation Rights
2017-10-13−100,000→ 600,000 totalExercise: $22.16Exp: 2021-07-18→ Common Stock (100,000 underlying) - Exercise/Conversion
Common Stock, $0.01 par value
2017-10-13$25.87/sh+50,000$1,293,500→ 514,604 total - Sale
Common Stock, $0.01 par value
2017-10-17$51.83/sh−44,839$2,324,005→ 364,612 total
Holdings
- 4,796(indirect: By 401(k))
Common Stock, $0.01 par value
Footnotes (6)
- [F1]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $51.8 - $51.89. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- [F2]Includes an aggregate of 14,786 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 109,466 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 56,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity Incentive Plan, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- [F3]Approximate number of shares held as of October 13, 2017 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- [F4]The Stock Appreciation Rights vested on July 18, 2012, 2013, 2014 and 2015.
- [F5]The Stock Appreciation Rights vested on July 16, 2013 and 2014.
- [F6]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2017 and expire 10 years from the date of grant.
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeother
Related Parties
1- filerCIK 0001224027
Filing Metadata
- Form type
- 4
- Filed
- Oct 16, 8:00 PM ET
- Accepted
- Oct 17, 5:37 PM ET
- Size
- 18.1 KB