GRACE JEFFREY C 4
4 · Financial Engines, Inc. · Filed Oct 17, 2017
Insider Transaction Report
Form 4
GRACE JEFFREY C
Other
Transactions
- Sale
Common Stock
2017-10-16$36.83/sh−7,783$286,656→ 3,234 total - Exercise/Conversion
Common Stock
2017-10-16$8.75/sh+7,783$68,101→ 11,017 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-10-16−7,783→ 2,006 totalExercise: $8.75Exp: 2020-01-26→ Common Stock (7,783 underlying)
Footnotes (3)
- [F1]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017.
- [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.60 to $37.05 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The option award is fully vested.