Campbell Michael Jerome 4
4 · Financial Engines, Inc. · Filed Oct 17, 2017
Insider Transaction Report
Form 4
Campbell Michael Jerome
EVP, Technology
Transactions
- Exercise/Conversion
Common Stock
2017-10-17$6.51/sh+2,000$13,020→ 41,020 total - Sale
Common Stock
2017-10-17$36.78/sh−2,000$73,560→ 39,020 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-10-17−2,000→ 2,813 totalExercise: $6.51Exp: 2018-11-11→ Common Stock (2,000 underlying)
Footnotes (3)
- [F1]The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on November 8, 2016.
- [F2]The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $36.60 to $37.15 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc. any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The option award is fully vested.