4//SEC Filing
DRAPER FISHER JURVETSON GROWTH FUND 2006 LP 4
Accession 0001209191-17-057905
CIK 0001372612other
Filed
Oct 23, 8:00 PM ET
Accepted
Oct 24, 9:02 PM ET
Size
26.0 KB
Accession
0001209191-17-057905
Insider Transaction Report
Form 4
BOX INCBOX
Transactions
- Other
Class A Common Stock
2017-10-20+12,616→ 12,616 total(indirect: See footnote) - Other
Class A Common Stock
2017-10-20−834,326→ 0 total(indirect: By Growth Fund) - Other
Class A Common Stock
2017-10-20−67,453→ 0 total(indirect: By Growth Partners) - Conversion
Class A Common Stock
2017-10-20+67,453→ 67,453 total(indirect: By Growth Partners) - Conversion
Class A Common Stock
2017-10-20+834,326→ 834,326 total(indirect: By Growth Fund) - Other
Class A Common Stock
2017-10-20−12,616→ 0 total(indirect: See footnote) - Conversion
Class B Common Stock
2017-10-20−834,326→ 7,846,077 total(indirect: See footnotes)→ Class A Common Stock (834,326 underlying) - Conversion
Class B Common Stock
2017-10-20−67,453→ 7,778,624 total(indirect: See footnotes)→ Class A Common Stock (67,453 underlying)
Transactions
- Other
Class A Common Stock
2017-10-20−67,453→ 0 total(indirect: By Growth Partners) - Conversion
Class B Common Stock
2017-10-20−67,453→ 7,778,624 total(indirect: See footnotes)→ Class A Common Stock (67,453 underlying) - Other
Class A Common Stock
2017-10-20+12,616→ 12,616 total(indirect: See footnote) - Conversion
Class A Common Stock
2017-10-20+834,326→ 834,326 total(indirect: By Growth Fund) - Other
Class A Common Stock
2017-10-20−834,326→ 0 total(indirect: By Growth Fund) - Conversion
Class A Common Stock
2017-10-20+67,453→ 67,453 total(indirect: By Growth Partners) - Other
Class A Common Stock
2017-10-20−12,616→ 0 total(indirect: See footnote) - Conversion
Class B Common Stock
2017-10-20−834,326→ 7,846,077 total(indirect: See footnotes)→ Class A Common Stock (834,326 underlying)
Transactions
- Conversion
Class A Common Stock
2017-10-20+834,326→ 834,326 total(indirect: By Growth Fund) - Other
Class A Common Stock
2017-10-20−834,326→ 0 total(indirect: By Growth Fund) - Other
Class A Common Stock
2017-10-20−12,616→ 0 total(indirect: See footnote) - Other
Class A Common Stock
2017-10-20+12,616→ 12,616 total(indirect: See footnote) - Conversion
Class B Common Stock
2017-10-20−67,453→ 7,778,624 total(indirect: See footnotes)→ Class A Common Stock (67,453 underlying) - Conversion
Class A Common Stock
2017-10-20+67,453→ 67,453 total(indirect: By Growth Partners) - Other
Class A Common Stock
2017-10-20−67,453→ 0 total(indirect: By Growth Partners) - Conversion
Class B Common Stock
2017-10-20−834,326→ 7,846,077 total(indirect: See footnotes)→ Class A Common Stock (834,326 underlying)
Footnotes (12)
- [F1]Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund).
- [F10]Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund 2006 Partners to its partners or members.
- [F11]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F12]1,170,740 of these shares are owned directly by DALP, 1,398,168 of these shares are owned directly by Fund IX, 4,471,285 of these shares are owned directly by Fund VIII, 37,886 of these shares are owned directly by Partners IX, 99,359 of these shares are owned directly by Partners VIII, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners.
- [F2]The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII) and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).
- [F3]Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
- [F4]John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
- [F5]Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Fund to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Growth Fund 2006 Partners, L.P. (Growth Fund 2006 Partners) to its respective partners or members.
- [F6]Represents the conversion of Class B Common Stock into Class A Common Stock held by Growth Partners.
- [F7]Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Growth Partners to its partners or members.
- [F8]Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Growth Fund.
- [F9]Shares held by Growth Fund 2006 Partners.
Documents
Issuer
BOX INC
CIK 0001372612
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001385453
Filing Metadata
- Form type
- 4
- Filed
- Oct 23, 8:00 PM ET
- Accepted
- Oct 24, 9:02 PM ET
- Size
- 26.0 KB