4//SEC Filing
Galen Management, LLC 4
Accession 0001209191-17-058362
CIK 0001596946other
Filed
Oct 29, 8:00 PM ET
Accepted
Oct 30, 6:03 PM ET
Size
13.7 KB
Accession
0001209191-17-058362
Insider Transaction Report
Form 4
Quotient LtdQTNT
Galen Partners V LP
10% Owner
Transactions
- Award
Ordinary Shares
2017-10-26$4.64/sh+419,728$1,947,538→ 6,909,346 total(indirect: See footnote) - Award
Warrants to purchase Ordinary Shares
2017-10-26$0.13/sh+419,728$52,466→ 419,728 total(indirect: See footnote)Exercise: $5.80Exp: 2018-07-31→ Ordinary Shares (419,728 underlying)
Galen Partners International V LP
10% Owner
Transactions
- Award
Ordinary Shares
2017-10-26$4.64/sh+419,728$1,947,538→ 6,909,346 total(indirect: See footnote) - Award
Warrants to purchase Ordinary Shares
2017-10-26$0.13/sh+419,728$52,466→ 419,728 total(indirect: See footnote)Exercise: $5.80Exp: 2018-07-31→ Ordinary Shares (419,728 underlying)
Galen Management, LLC
10% Owner
Transactions
- Award
Ordinary Shares
2017-10-26$4.64/sh+419,728$1,947,538→ 6,909,346 total(indirect: See footnote) - Award
Warrants to purchase Ordinary Shares
2017-10-26$0.13/sh+419,728$52,466→ 419,728 total(indirect: See footnote)Exercise: $5.80Exp: 2018-07-31→ Ordinary Shares (419,728 underlying)
Galen Partners V, L.L.C.
10% Owner
Transactions
- Award
Ordinary Shares
2017-10-26$4.64/sh+419,728$1,947,538→ 6,909,346 total(indirect: See footnote) - Award
Warrants to purchase Ordinary Shares
2017-10-26$0.13/sh+419,728$52,466→ 419,728 total(indirect: See footnote)Exercise: $5.80Exp: 2018-07-31→ Ordinary Shares (419,728 underlying)
Footnotes (5)
- [F1]Galen Partners V LP ("Galen V") acquired 386,695 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 33,033 ordinary shares.
- [F2]Includes 6,226,895 ordinary shares held of record by Galen V, 531,747 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
- [F3]Galen V LP acquired a warrant to purchase 386,695 ordinary shares and Galen International V acquired a warrant to purchase 33,033 ordinary shares.
- [F4]The warrants are immediately exercisable.
- [F5]Includes a warrant to purchase 386,695 ordinary shares held of record by Galen V and a warrant to purchase 33,033 ordinary shares held of record by Galen International V.
Documents
Issuer
Quotient Ltd
CIK 0001596946
Entity typeother
Related Parties
1- filerCIK 0001421162
Filing Metadata
- Form type
- 4
- Filed
- Oct 29, 8:00 PM ET
- Accepted
- Oct 30, 6:03 PM ET
- Size
- 13.7 KB