MULESOFT, INC|4Nov 1, 4:31 PM ET

Mason Ross 4

4 · MULESOFT, INC · Filed Nov 1, 2017

Form 4

Period: 2017-10-30

10% Owner

Transactions

Sale
Class A Common Stock
2017-10-30$23.27/sh−124,800$2,903,784→ 200 total
Sale
Class A Common Stock
2017-10-30$23.92/sh−200$4,784→ 0 total
Exercise/Conversion
Stock Option
2017-10-30−60,000→ 510,014 total
Exercise: $0.14Exp: 2020-07-01→ Class B Common Stock (60,000 underlying)
Conversion
Class B Common Stock
2017-10-30−125,000→ 6,057,401 total
→ Class A Common Stock (125,000 underlying)
Conversion
Class A Common Stock
2017-10-30+125,000→ 125,000 total
Exercise/Conversion
Class B Common Stock
2017-10-30+60,000→ 6,182,401 total
Exercise: $0.14→ Class A Common Stock (60,000 underlying)

Footnotes (5)

[F1]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
[F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2017.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.91 to $23.905, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.91 to $23.925, inclusive.
[F5]Shares subject to the option are fully vested and immediately exercisable.

Documents

1 file