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4//SEC Filing

Mason Ross 4

Accession 0001209191-17-058614

CIK 0001374684other
View on SEC.govCompany Profile

Filed

Oct 31, 8:00 PM ET

Accepted

Nov 1, 4:31 PM ET

Size

15.6 KB

Accession

0001209191-17-058614

Insider Transaction Report

Form 4
Period: 2017-10-30
MULESOFT, INCMULE
Mason Ross
10% Owner
Transactions
  • Sale

    Class A Common Stock

    2017-10-30$23.27/sh−124,800$2,903,784→ 200 total
  • Sale

    Class A Common Stock

    2017-10-30$23.92/sh−200$4,784→ 0 total
  • Exercise/Conversion

    Stock Option

    2017-10-30−60,000→ 510,014 total
    Exercise: $0.14Exp: 2020-07-01→ Class B Common Stock (60,000 underlying)
  • Conversion

    Class B Common Stock

    2017-10-30−125,000→ 6,057,401 total
    → Class A Common Stock (125,000 underlying)
  • Conversion

    Class A Common Stock

    2017-10-30+125,000→ 125,000 total
  • Exercise/Conversion

    Class B Common Stock

    2017-10-30+60,000→ 6,182,401 total
    Exercise: $0.14→ Class A Common Stock (60,000 underlying)
Footnotes (5)
  • [F1]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  • [F2]The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2017.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.91 to $23.905, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.91 to $23.925, inclusive.
  • [F5]Shares subject to the option are fully vested and immediately exercisable.

Documents

1 file

Issuer

MULESOFT, INC

CIK 0001374684

→
Entity typeother

Related Parties

1
  • filerCIK 0001700848

Filing Metadata

Form type
4
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 4:31 PM ET
Size
15.6 KB
View on SEC.gov