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4//SEC Filing

Larson Gregory A 4

Accession 0001209191-17-058794

CIK 0001123270other
View on SEC.govCompany Profile

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 3:39 PM ET

Size

21.5 KB

Accession

0001209191-17-058794

Insider Transaction Report

Form 4
Period: 2017-10-31
BANK MUTUAL CORPBKMU
Larson Gregory A
Senior Vice President
Transactions
  • Sale

    Common Stock

    2017-10-31$10.60/sh−15,014$159,148→ 102,130 total
  • Sale

    Common Stock

    2017-10-31$10.61/sh−300$3,184→ 101,830 total
  • Exercise/Conversion

    Options to buy

    2017-11-01−2,586→ 32,100 total
    Exercise: $4.74Exp: 2020-12-20→ Common Stock (2,586 underlying)
  • Exercise/Conversion

    Common Stock

    2017-10-31$4.74/sh+15,314$72,588→ 117,144 total
  • Exercise/Conversion

    Common Stock

    2017-11-01$4.74/sh+2,586$12,258→ 104,416 total
  • Sale

    Common Stock

    2017-11-01$10.60/sh−186$1,972→ 104,230 total
  • Exercise/Conversion

    Options to buy

    2017-10-31−15,314→ 34,686 total
    Exercise: $4.74Exp: 2020-12-20→ Common Stock (15,314 underlying)
  • Sale

    Common Stock

    2017-11-01$10.63/sh−2,400$25,500→ 101,830 total
Holdings

  • Options to buy

    Exercise: $7.17Exp: 2024-01-21→ Common Stock (10,000 underlying)
    10,000

  • Options to buy

    Exercise: $3.39Exp: 2022-01-17→ Common Stock (20,000 underlying)
    20,000

  • Common Stock

    (indirect: By 401(k))
    18,726

  • Options to buy

    Exercise: $4.82Exp: 2023-01-22→ Common Stock (12,000 underlying)
    12,000
Footnotes (5)
  • [F1]Includes shares acquired through a dividend reinvestment plan.
  • [F2]Held in the Bank Mutual Corporation 401(k) Plan.
  • [F3]Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
  • [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Documents

1 file

Issuer

BANK MUTUAL CORP

CIK 0001123270

→
Entity typeother

Related Parties

1
  • filerCIK 0001509864

Filing Metadata

Form type
4
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 3:39 PM ET
Size
21.5 KB
View on SEC.gov