Home/Filings/4/0001209191-17-059338
4//SEC Filing

Schuler Barry 4

Accession 0001209191-17-059338

CIK 0001372612other

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 9:02 PM ET

Size

53.3 KB

Accession

0001209191-17-059338

Insider Transaction Report

Form 4
Period: 2017-11-02
Transactions
  • Other

    Class A Common Stock

    2017-11-02372,8040 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-021,490,4286,288,196 total(indirect: See footnotes)
    Class A Common Stock (1,490,428 underlying)
  • Conversion

    Class B Common Stock

    2017-11-0212,6305,776,389 total(indirect: See footnotes)
    Class A Common Stock (12,630 underlying)
  • Other

    Class A Common Stock

    2017-11-021,490,4280 total(indirect: By Fund VIII)
  • Other

    Class A Common Stock

    2017-11-0212,6300 total(indirect: By Partners IX)
  • Conversion

    Class B Common Stock

    2017-11-0233,1216,255,075 total(indirect: See footnotes)
    Class A Common Stock (33,121 underlying)
  • Other

    Class A Common Stock

    2017-11-0233,1210 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-02466,0560 total(indirect: By Fund IX)
  • Conversion

    Class A Common Stock

    2017-11-02+33,12133,121 total(indirect: By Partners VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+1,490,4281,490,428 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+12,63012,630 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02+372,804372,804 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-10-13106,9250 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-02466,0565,789,019 total(indirect: See footnotes)
    Class A Common Stock (466,056 underlying)
  • Conversion

    Class A Common Stock

    2017-11-02+466,056466,056 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-02+106,925106,925 total(indirect: See footnote)
BAILEY MARK W
10% Owner
Transactions
  • Conversion

    Class A Common Stock

    2017-11-02+33,12133,121 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-02+372,804372,804 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-02+106,925106,925 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-10-13106,9250 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-021,490,4286,288,196 total(indirect: See footnotes)
    Class A Common Stock (1,490,428 underlying)
  • Conversion

    Class B Common Stock

    2017-11-0233,1216,255,075 total(indirect: See footnotes)
    Class A Common Stock (33,121 underlying)
  • Conversion

    Class A Common Stock

    2017-11-02+1,490,4281,490,428 total(indirect: By Fund VIII)
  • Other

    Class A Common Stock

    2017-11-021,490,4280 total(indirect: By Fund VIII)
  • Other

    Class A Common Stock

    2017-11-0233,1210 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-02466,0560 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-0212,6300 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02372,8040 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-0212,6305,776,389 total(indirect: See footnotes)
    Class A Common Stock (12,630 underlying)
  • Conversion

    Class A Common Stock

    2017-11-02+12,63012,630 total(indirect: By Partners IX)
  • Conversion

    Class B Common Stock

    2017-11-02466,0565,789,019 total(indirect: See footnotes)
    Class A Common Stock (466,056 underlying)
  • Conversion

    Class A Common Stock

    2017-11-02+466,056466,056 total(indirect: By Fund IX)
Schuler Barry
10% Owner
Transactions
  • Other

    Class A Common Stock

    2017-11-021,490,4280 total(indirect: By Fund VIII)
  • Other

    Class A Common Stock

    2017-11-02466,0560 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-02+372,804372,804 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-10-13106,9250 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-0233,1210 total(indirect: By Partners VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+12,63012,630 total(indirect: By Partners IX)
  • Conversion

    Class B Common Stock

    2017-11-0233,1216,255,075 total(indirect: See footnotes)
    Class A Common Stock (33,121 underlying)
  • Conversion

    Class A Common Stock

    2017-11-02+1,490,4281,490,428 total(indirect: By Fund VIII)
  • Other

    Class A Common Stock

    2017-11-02+106,925106,925 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-021,490,4286,288,196 total(indirect: See footnotes)
    Class A Common Stock (1,490,428 underlying)
  • Conversion

    Class B Common Stock

    2017-11-02466,0565,789,019 total(indirect: See footnotes)
    Class A Common Stock (466,056 underlying)
  • Conversion

    Class A Common Stock

    2017-11-02+33,12133,121 total(indirect: By Partners VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+466,056466,056 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-0212,6300 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02372,8040 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-0212,6305,776,389 total(indirect: See footnotes)
    Class A Common Stock (12,630 underlying)
Transactions
  • Other

    Class A Common Stock

    2017-11-02+106,925106,925 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-02466,0565,789,019 total(indirect: See footnotes)
    Class A Common Stock (466,056 underlying)
  • Other

    Class A Common Stock

    2017-11-02466,0560 total(indirect: By Fund IX)
  • Conversion

    Class A Common Stock

    2017-11-02+12,63012,630 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02372,8040 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-021,490,4280 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+33,12133,121 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-0233,1210 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-10-13106,9250 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-021,490,4286,288,196 total(indirect: See footnotes)
    Class A Common Stock (1,490,428 underlying)
  • Conversion

    Class A Common Stock

    2017-11-02+1,490,4281,490,428 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+466,056466,056 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-0212,6300 total(indirect: By Partners IX)
  • Conversion

    Class B Common Stock

    2017-11-0233,1216,255,075 total(indirect: See footnotes)
    Class A Common Stock (33,121 underlying)
  • Conversion

    Class B Common Stock

    2017-11-0212,6305,776,389 total(indirect: See footnotes)
    Class A Common Stock (12,630 underlying)
  • Other

    Class A Common Stock

    2017-11-02+372,804372,804 total(indirect: See footnote)
Transactions
  • Other

    Class A Common Stock

    2017-11-021,490,4280 total(indirect: By Fund VIII)
  • Other

    Class A Common Stock

    2017-11-02372,8040 total(indirect: See footnote)
  • Conversion

    Class A Common Stock

    2017-11-02+1,490,4281,490,428 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+33,12133,121 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-02466,0560 total(indirect: By Fund IX)
  • Conversion

    Class A Common Stock

    2017-11-02+466,056466,056 total(indirect: By Fund IX)
  • Conversion

    Class A Common Stock

    2017-11-02+12,63012,630 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02+372,804372,804 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-0233,1210 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-0212,6300 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02+106,925106,925 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-10-13106,9250 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-0233,1216,255,075 total(indirect: See footnotes)
    Class A Common Stock (33,121 underlying)
  • Conversion

    Class B Common Stock

    2017-11-021,490,4286,288,196 total(indirect: See footnotes)
    Class A Common Stock (1,490,428 underlying)
  • Conversion

    Class B Common Stock

    2017-11-02466,0565,789,019 total(indirect: See footnotes)
    Class A Common Stock (466,056 underlying)
  • Conversion

    Class B Common Stock

    2017-11-0212,6305,776,389 total(indirect: See footnotes)
    Class A Common Stock (12,630 underlying)
Transactions
  • Conversion

    Class A Common Stock

    2017-11-02+12,63012,630 total(indirect: By Partners IX)
  • Conversion

    Class B Common Stock

    2017-11-0233,1216,255,075 total(indirect: See footnotes)
    Class A Common Stock (33,121 underlying)
  • Conversion

    Class B Common Stock

    2017-11-0212,6305,776,389 total(indirect: See footnotes)
    Class A Common Stock (12,630 underlying)
  • Other

    Class A Common Stock

    2017-11-0233,1210 total(indirect: By Partners VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+466,056466,056 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-02466,0560 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-0212,6300 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02+372,804372,804 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-021,490,4280 total(indirect: By Fund VIII)
  • Other

    Class A Common Stock

    2017-11-02372,8040 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-02+106,925106,925 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-021,490,4286,288,196 total(indirect: See footnotes)
    Class A Common Stock (1,490,428 underlying)
  • Conversion

    Class A Common Stock

    2017-11-02+1,490,4281,490,428 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+33,12133,121 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-10-13106,9250 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-02466,0565,789,019 total(indirect: See footnotes)
    Class A Common Stock (466,056 underlying)
Transactions
  • Conversion

    Class B Common Stock

    2017-11-0212,6305,776,389 total(indirect: See footnotes)
    Class A Common Stock (12,630 underlying)
  • Conversion

    Class A Common Stock

    2017-11-02+466,056466,056 total(indirect: By Fund IX)
  • Conversion

    Class A Common Stock

    2017-11-02+12,63012,630 total(indirect: By Partners IX)
  • Conversion

    Class A Common Stock

    2017-11-02+1,490,4281,490,428 total(indirect: By Fund VIII)
  • Other

    Class A Common Stock

    2017-11-021,490,4280 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+33,12133,121 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-02+372,804372,804 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-02372,8040 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-10-13106,9250 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-0233,1216,255,075 total(indirect: See footnotes)
    Class A Common Stock (33,121 underlying)
  • Other

    Class A Common Stock

    2017-11-0233,1210 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-02466,0560 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-0212,6300 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02+106,925106,925 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-02466,0565,789,019 total(indirect: See footnotes)
    Class A Common Stock (466,056 underlying)
  • Conversion

    Class B Common Stock

    2017-11-021,490,4286,288,196 total(indirect: See footnotes)
    Class A Common Stock (1,490,428 underlying)
Transactions
  • Conversion

    Class A Common Stock

    2017-11-02+1,490,4281,490,428 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+33,12133,121 total(indirect: By Partners VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+466,056466,056 total(indirect: By Fund IX)
  • Conversion

    Class B Common Stock

    2017-11-021,490,4286,288,196 total(indirect: See footnotes)
    Class A Common Stock (1,490,428 underlying)
  • Other

    Class A Common Stock

    2017-11-02466,0560 total(indirect: By Fund IX)
  • Conversion

    Class A Common Stock

    2017-11-02+12,63012,630 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02+372,804372,804 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-02372,8040 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-02+106,925106,925 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-021,490,4280 total(indirect: By Fund VIII)
  • Other

    Class A Common Stock

    2017-11-0233,1210 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-0212,6300 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-10-13106,9250 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-0233,1216,255,075 total(indirect: See footnotes)
    Class A Common Stock (33,121 underlying)
  • Conversion

    Class B Common Stock

    2017-11-02466,0565,789,019 total(indirect: See footnotes)
    Class A Common Stock (466,056 underlying)
  • Conversion

    Class B Common Stock

    2017-11-0212,6305,776,389 total(indirect: See footnotes)
    Class A Common Stock (12,630 underlying)
Transactions
  • Conversion

    Class A Common Stock

    2017-11-02+1,490,4281,490,428 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+466,056466,056 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-0212,6300 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02372,8040 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-02+106,925106,925 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-10-13106,9250 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-021,490,4286,288,196 total(indirect: See footnotes)
    Class A Common Stock (1,490,428 underlying)
  • Conversion

    Class B Common Stock

    2017-11-0212,6305,776,389 total(indirect: See footnotes)
    Class A Common Stock (12,630 underlying)
  • Conversion

    Class A Common Stock

    2017-11-02+12,63012,630 total(indirect: By Partners IX)
  • Conversion

    Class B Common Stock

    2017-11-02466,0565,789,019 total(indirect: See footnotes)
    Class A Common Stock (466,056 underlying)
  • Other

    Class A Common Stock

    2017-11-021,490,4280 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+33,12133,121 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-0233,1210 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-02466,0560 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-02+372,804372,804 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-0233,1216,255,075 total(indirect: See footnotes)
    Class A Common Stock (33,121 underlying)
Transactions
  • Conversion

    Class A Common Stock

    2017-11-02+1,490,4281,490,428 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+466,056466,056 total(indirect: By Fund IX)
  • Conversion

    Class A Common Stock

    2017-11-02+12,63012,630 total(indirect: By Partners IX)
  • Conversion

    Class B Common Stock

    2017-11-021,490,4286,288,196 total(indirect: See footnotes)
    Class A Common Stock (1,490,428 underlying)
  • Conversion

    Class B Common Stock

    2017-11-0233,1216,255,075 total(indirect: See footnotes)
    Class A Common Stock (33,121 underlying)
  • Other

    Class A Common Stock

    2017-11-021,490,4280 total(indirect: By Fund VIII)
  • Conversion

    Class A Common Stock

    2017-11-02+33,12133,121 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-0233,1210 total(indirect: By Partners VIII)
  • Other

    Class A Common Stock

    2017-11-02466,0560 total(indirect: By Fund IX)
  • Other

    Class A Common Stock

    2017-11-0212,6300 total(indirect: By Partners IX)
  • Other

    Class A Common Stock

    2017-11-02+106,925106,925 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-10-13106,9250 total(indirect: See footnote)
  • Conversion

    Class B Common Stock

    2017-11-02466,0565,789,019 total(indirect: See footnotes)
    Class A Common Stock (466,056 underlying)
  • Conversion

    Class B Common Stock

    2017-11-0212,6305,776,389 total(indirect: See footnotes)
    Class A Common Stock (12,630 underlying)
  • Other

    Class A Common Stock

    2017-11-02+372,804372,804 total(indirect: See footnote)
  • Other

    Class A Common Stock

    2017-11-02372,8040 total(indirect: See footnote)
Footnotes (19)
  • [F1]Represents the conversion of Class B Common Stock into Class A Common Stock held by Draper Fisher Jurvetson Fund VIII, L.P. (Fund VIII).
  • [F10]Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners IX.
  • [F11]Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners IX to its partners or members.
  • [F12]Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund VIII.
  • [F13]Shares held by Draper Fisher Jurvetson Fund VIII Partners, L.P. (Fund VIII Partners).
  • [F14]Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII Partners to its partners or members.
  • [F15]Represents the receipt of shares of Class A Common Stock of the Issuer by virtue of the pro rata in-kind distribution by Fund IX.
  • [F16]Shares held by Draper Fisher Jurvetson Fund IX Partners, L.P. (Fund IX Partners).
  • [F17]Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX Partners to its partners or members.
  • [F18]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  • [F19]1,170,740 of these shares are owned directly by DALP, 932,112 of these shares are owned directly by Fund IX, 2,980,857 of these shares are owned directly by Fund VIII, 25,256 of these shares are owned directly by Partners IX, 66,238 of these shares are owned directly by Partners VIII, 556,218 of these shares are owned directly by Growth Fund, and 44,968 of these shares are owned directly by Growth Partners.
  • [F2]The General Partner of Draper Associates, L.P. (DALP) is Draper Associates, Inc. which is controlled by its President and majority shareholder, Timothy C. Draper. DALP invests lockstep alongside Fund VIII and Draper Fisher Jurvetson Fund IX, L.P. (Fund IX).
  • [F3]Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson are managing directors of the general partner entities of Fund VIII and Fund IX that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners VIII, LLC (Partners VIII) invests lockstep alongside Fund VIII. Draper Fisher Jurvetson Partners IX, LLC (Partners IX) invests lockstep alongside Fund IX. The managing members of Partners VIII and Partners IX are Timothy C. Draper, John H.N. Fisher and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
  • [F4]John H.N. Fisher, Barry M. Schuler and Mark W. Bailey are managing directors of the general partner entities of Draper Fisher Jurvetson Growth Fund 2006, L.P. (Growth Fund) that directly hold shares and as such they may be deemed to have voting and investment power with respect to such shares. Draper Fisher Jurvetson Partners Growth Fund 2006, LLC (Growth Partners) invests lockstep alongside Growth Fund. The managing members of Growth Partners are John H.N. Fisher, Barry M. Schuler, Mark W. Bailey, Timothy C. Draper and Stephen T. Jurvetson. These individuals disclaim beneficial ownership of these shares except to the extent of their pecuniary interest therein.
  • [F5]Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund VIII to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund VIII Partners, L.P. to its respective partners or members.
  • [F6]Represents the conversion of Class B Common Stock into Class A Common Stock held by Partners VIII.
  • [F7]Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Partners VIII to its partners or members.
  • [F8]Represents the conversion of Class B Common Stock into Class A Common Stock held by Fund IX.
  • [F9]Represents a pro rata in-kind distribution of Class A Common Stock of the Issuer by Fund IX to its partners or members and includes the subsequent distribution by Draper Fisher Jurvetson Fund IX Partners, L.P. to its respective partners or members.

Issuer

BOX INC

CIK 0001372612

Entity typeother

Related Parties

1
  • filerCIK 0001506924

Filing Metadata

Form type
4
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 9:02 PM ET
Size
53.3 KB