4//SEC Filing
RICE RONALD A 4
Accession 0001209191-17-060028
CIK 0000110621other
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 5:13 PM ET
Size
9.0 KB
Accession
0001209191-17-060028
Insider Transaction Report
Form 4
RICE RONALD A
President and COO
Transactions
- Tax Payment
Common Stock, $0.01 par value
2017-11-07$52.20/sh−41,935$2,189,007→ 322,677 total
Holdings
- 4,822(indirect: By 401(k))
Common Stock, $0.01 par value
- 550,000
Stock Appreciation Rights
→ Common Stock (550,000 underlying)
Footnotes (5)
- [F1]On November 7, 2017, 14,786 shares of Common Stock issued to the reporting person pursuant to the 1997 RPM International Inc. Restricted Stock Plan and 77,480 shares of Common Stock issued to the reporting person under the 2007 RPM International Inc. Restricted Stock Plan (the "Plans") vested. In accordance with the terms of the Plans, the reporting person disposed of a total of 41,935 shares back to the issuer to satisfy tax obligations of the reporting person.
- [F2]Includes an aggregate of 31,986 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 8,066 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 42,265 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 56,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity Incentive Plan, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
- [F3]Approximate number of shares held as of November 7, 2017 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
- [F4]No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- [F5]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2017 and expire 10 years from the date of grant.
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeother
Related Parties
1- filerCIK 0001224027
Filing Metadata
- Form type
- 4
- Filed
- Nov 8, 7:00 PM ET
- Accepted
- Nov 9, 5:13 PM ET
- Size
- 9.0 KB