Trail Justin N 4
4 · Triumph Bancorp, Inc. · Filed Nov 15, 2017
Insider Transaction Report
Form 4
Trail Justin N
Director
Transactions
- Other
Common Stock
2017-11-13+1,348→ 34,251 total(indirect: By JTHT Enterprises, Ltd.) - Other
Common Stock
2017-11-13+727→ 5,013 total(indirect: By Spouse) - Other
Common Stock
2017-11-13+2,181→ 64,939 total
Holdings
- 455(indirect: By Children)
Common Stock
Footnotes (5)
- [F1]Shares were distributed to the reporting person as the ultimate recipient of a distribution made by Triumph Consolidated Cos., LLC, under the terms of its operating agreement. See Footnote 1 to "Security Ownership of Certain Beneficial Owners and Management" of Issuer's most recent proxy statement on Form 14-A filed with the Securities and Exchange Commission on March 24, 2017.
- [F2]Reporting person exercises voting and dispositive control over these shares and disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest.
- [F3]By Equity Trust Company Custodian FBO Tamara Trail IRA. Reporting person disclaims beneficial ownership of these shares.
- [F4]Consists of (i) 64,444 shares beneficially owned by reporting person, and (ii) 495 shares of restricted stock of the reporting person subject to future vesting requirements.
- [F5]Consists of (i) 270 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Hannah Trail; (ii) 135 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Robyn Trail; and (iii) 50 shares of common stock indirectly owned through E*TRADE UTMA/UGMA Account FBO minor daughter Charli Trail. Reporting person, as Custodian, exercise voting and dispositive control over these shares and disclaims beneficial ownership of such shares.