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4//SEC Filing

Chen Hudong 4

Accession 0001209191-17-061499

CIK 0000890264other
View on SEC.govCompany Profile

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 4:33 PM ET

Size

27.8 KB

Accession

0001209191-17-061499

Insider Transaction Report

Form 4
Period: 2017-11-17
EXA CORPEXA
Chen Hudong
Chief Scientist &VP of Physics
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2017-11-17−33,750→ 0 total
    → Common Stock (33,750 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$12.87/sh−23,076$296,988→ 0 total
    Exercise: $11.38→ Common Stock (23,076 underlying)
  • Disposition to Issuer

    Common Stock

    2017-11-17$24.25/sh−123,659$2,998,731→ 0 total
  • Disposition to Issuer

    Common Stock

    2017-11-17$24.25/sh−9,700$235,225→ 0 total(indirect: By son)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$14.98/sh−10,144$151,957→ 0 total
    Exercise: $9.27→ Common Stock (10,144 underlying)
  • Disposition to Issuer

    Common Stock

    2017-11-17$24.25/sh−6,700$162,475→ 0 total(indirect: By daughter)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$9.05/sh−2,240$20,272→ 0 total
    Exercise: $15.20→ Common Stock (2,240 underlying)
  • Disposition to Issuer

    Common Stock

    2017-11-17$24.25/sh−20,000$485,000→ 0 total(indirect: By Spouse)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$10.35/sh−10,208$105,653→ 0 total
    Exercise: $13.90→ Common Stock (10,208 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$10.35/sh−4,792$49,597→ 0 total
    Exercise: $13.90→ Common Stock (4,792 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$9.05/sh−17,760$160,728→ 0 total
    Exercise: $15.20→ Common Stock (17,760 underlying)
Footnotes (9)
  • [F1]Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger").
  • [F2]Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
  • [F3]Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $818,437.50 (representing a price of $24.25 per restricted stock unit).
  • [F4]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $105,652.80 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
  • [F5]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $49,597.20 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
  • [F6]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $20,272.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
  • [F7]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $160,728.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
  • [F8]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $151,957.12 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
  • [F9]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $296,988.12 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).

Documents

1 file

Issuer

EXA CORP

CIK 0000890264

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Entity typeother

Related Parties

1
  • filerCIK 0001550583

Filing Metadata

Form type
4
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:33 PM ET
Size
27.8 KB
View on SEC.gov