4//SEC Filing
Hoch James E. 4
Accession 0001209191-17-061509
CIK 0000890264other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:38 PM ET
Size
22.7 KB
Accession
0001209191-17-061509
Insider Transaction Report
Form 4
EXA CORPEXA
Hoch James E.
VP of Software Development
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$12.87/sh−26,923$346,499→ 0 totalExercise: $11.38→ Common Stock (26,923 underlying) - Disposition to Issuer
Restricted Stock Units
2017-11-17−33,750→ 0 total→ Common Stock (33,750 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$9.05/sh−1,880$17,014→ 0 totalExercise: $15.20→ Common Stock (1,880 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$9.05/sh−18,120$163,986→ 0 totalExercise: $15.20→ Common Stock (18,120 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$10.35/sh−7,468$77,294→ 0 totalExercise: $13.90→ Common Stock (7,468 underlying) - Disposition to Issuer
Common Stock
2017-11-17$24.25/sh−161,297$3,911,452→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$10.35/sh−7,532$77,956→ 0 totalExercise: $13.90→ Common Stock (7,532 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$14.98/sh−10,144$151,957→ 0 totalExercise: $9.27→ Common Stock (10,144 underlying)
Footnotes (9)
- [F1]Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger").
- [F2]Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
- [F3]Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $818,437.50 (representing a price of $24.25 per restricted stock unit).
- [F4]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $77,956.20 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
- [F5]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $77,293.80 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
- [F6]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $17,014.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
- [F7]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $163,986.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
- [F8]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $151,957.12 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
- [F9]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $346,499.01 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
Documents
Issuer
EXA CORP
CIK 0000890264
Entity typeother
Related Parties
1- filerCIK 0001550798
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:38 PM ET
- Size
- 22.7 KB