EXA CORP·4

Nov 17, 4:38 PM ET

MACKIE WAYNE D 4

4 · EXA CORP · Filed Nov 17, 2017

Insider Transaction Report

Form 4
Period: 2017-11-17
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$8.93/sh2,582$23,0570 total
    Exercise: $15.32Common Stock (2,582 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$12.87/sh38,461$494,9930 total
    Exercise: $11.38Common Stock (38,461 underlying)
  • Disposition to Issuer

    Common Stock

    2017-11-17$24.25/sh86,124$2,088,5070 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$17.75/sh15,384$273,0660 total
    Exercise: $6.50Common Stock (15,384 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2017-11-175,3530 total
    Common Stock (5,353 underlying)
Footnotes (6)
  • [F1]Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger").
  • [F2]Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
  • [F3]Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $129,810.25 (representing a price of $24.25 per restricted stock unit).
  • [F4]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $23,057.26 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
  • [F5]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $273,066.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
  • [F6]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $494,993.07 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION