Home/Filings/4/0001209191-17-061515
4//SEC Filing

PODUSKA JOHN WILLIAM SR 4

Accession 0001209191-17-061515

CIK 0000890264other

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 4:39 PM ET

Size

16.8 KB

Accession

0001209191-17-061515

Insider Transaction Report

Form 4
Period: 2017-11-17
Transactions
  • Disposition to Issuer

    Common Stock

    2017-11-17$24.25/sh50,192$1,217,1560 total(indirect: See footnote)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$8.93/sh2,582$23,0570 total
    Exercise: $15.32Common Stock (2,582 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2017-11-175,3530 total
    Common Stock (5,353 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-17$12.87/sh38,461$494,9930 total
    Exercise: $11.38Common Stock (38,461 underlying)
  • Disposition to Issuer

    Common Stock

    2017-11-17$24.25/sh66,574$1,614,4200 total
  • Disposition to Issuer

    Common Stock

    2017-11-17$24.25/sh15,300$371,0250 total(indirect: See footnote)
Footnotes (7)
  • [F1]Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger").
  • [F2]Represents shares purchased for a trust account over which the reporting person exercises investment control. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  • [F3]Shares held by Poduska Family Limited Partnership II. Belmont Management Corporation of which the reporting person's five adult children own all the issued and outstanding shares, is the general partner of Poduska Family Limited Partnership II. The reporting person, under an agreement between Belmont Management Corporation and Eagle's Nest Scientific, Inc., which is wholly owned by the reporting person and of which the reporting person is the president, treasurer and sole director, exercises sole voting and investment power over the shares held by Poduska Family Limited Partnership II.
  • [F4]Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
  • [F5]Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $129,810.25 (representing a price of $24.25 per restricted stock unit).
  • [F6]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $23,057.26 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
  • [F7]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $494,993.07 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).

Issuer

EXA CORP

CIK 0000890264

Entity typeother

Related Parties

1
  • filerCIK 0001190078

Filing Metadata

Form type
4
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:39 PM ET
Size
16.8 KB