Roux Jean-Paul 4
4 · EXA CORP · Filed Nov 17, 2017
Insider Transaction Report
Form 4
EXA CORPEXA
Roux Jean-Paul
VP of European Operations
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$14.98/sh−12,679$189,931→ 0 totalExercise: $9.27→ Common Stock (12,679 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$10.35/sh−11,537$119,408→ 0 totalExercise: $13.90→ Common Stock (11,537 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$9.05/sh−12,000$108,600→ 0 totalExercise: $15.20→ Common Stock (12,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$12.87/sh−15,384$197,992→ 0 totalExercise: $11.38→ Common Stock (15,384 underlying) - Disposition to Issuer
Common Stock
2017-11-17$24.25/sh−177,730$4,309,953→ 0 total - Disposition to Issuer
Restricted Stock Units
2017-11-17−38,000→ 0 total→ Common Stock (38,000 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2017-11-17$10.35/sh−3,463$35,842→ 0 totalExercise: $13.90→ Common Stock (3,463 underlying)
Footnotes (8)
- [F1]Disposed of upon the effectiveness of the merger of 3DS Acquisition 3 Corp., Inc. ("3DS"), a wholly owned subsidiary of Dassault Systemes Simulia Corp. ("Dassault"), with and into the Issuer on November 17, 2017 pursuant to a merger agreement dated September 27, 2017 among Dassault, 3DS and the Issuer (the "Merger").
- [F2]Each restricted stock unit represented a contingent right to receive one share of the Issuer's common stock.
- [F3]Upon the effectiveness of the Merger, the restricted stock units became fully vested and were canceled in exchange for a cash payment of $921,500.00 (representing a price of $24.25 per restricted stock unit).
- [F4]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $189,931.42 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
- [F5]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $119,407.95 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
- [F6]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $35,842.05 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
- [F7]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $108,600.00 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).
- [F8]Upon the effectiveness of the Merger, the option was canceled in exchange for a cash payment of $197,992.08 (representing the difference between the merger consideration of $24.25 per share and the per share exercise price of the option multiplied by the number of shares subject to the option).