Capital Bank Financial Corp.·4

Nov 29, 11:25 AM ET

Singletary R. Bruce 4

4 · Capital Bank Financial Corp. · Filed Nov 29, 2017

Insider Transaction Report

Form 4
Period: 2017-11-28
Singletary R. Bruce
Chief Risk Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock, par value $0.01 per share

    2017-11-28$20.00/sh+312,778$6,255,560468,282 total
  • Tax Payment

    Class A Common Stock, par value $0.01 per share

    2017-11-28$40.10/sh319,729$12,821,133288,075 total
  • Exercise/Conversion

    Class A Common Stock, par value $0.01 per share

    2017-11-28$20.00/sh+139,522$2,790,440607,804 total
  • Exercise/Conversion

    Common Stock Option (Right to Buy)

    2017-11-28312,7780 total
    Exercise: $20.00Exp: 2019-12-22Class A Common Stock, par value $0.01 per share (312,778 underlying)
  • Exercise/Conversion

    Common Stock Option (Right to Buy)

    2017-11-28139,5520 total
    Exercise: $20.00Exp: 2022-01-12Class A Common Stock, par value $0.01 per share (139,552 underlying)
Holdings
  • Restricted Common Stock

    18,823
Footnotes (4)
  • [F1]An aggregate of 319,729 shares of Class A Common Stock, par value $0.01 per share, otherwise due to the Reporting Person as a result of the stock options exercises described herein were withheld to cover the exercise cost as well as applicable taxes.
  • [F2]Shares of Restricted Common Stock vest ratably over a three year period in annual installments.
  • [F3]Consists of stock options granted in March 2011. One half of the stock options granted in March 2011 vested on December 22, 2011 and the other half of the stock options granted in March 2011 vested on December 22, 2012.
  • [F4]Consists of stock options granted in January 2012. One half of the stock options granted in January 2012 vested on January 12, 2012 and the other half of the stock options granted in January 2012 vested on January 12, 2013.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION