BANK MUTUAL CORP·4

Nov 30, 4:13 PM ET

Mayne Christopher L 4

4 · BANK MUTUAL CORP · Filed Nov 30, 2017

Insider Transaction Report

Form 4
Period: 2017-11-29
Mayne Christopher L
Senior Vice President
Transactions
  • Exercise/Conversion

    Common Stock

    2017-11-29$4.82/sh+9,000$43,38083,500 total
  • Exercise/Conversion

    Options to buy

    2017-11-299,0003,000 total
    Exercise: $4.82Exp: 2023-01-22Common Stock (9,000 underlying)
  • Exercise/Conversion

    Common Stock

    2017-11-29$3.39/sh+7,500$25,42574,500 total
  • Sale

    Common Stock

    2017-11-29$10.79/sh16,500$178,07367,000 total
  • Exercise/Conversion

    Options to buy

    2017-11-297,5002,500 total
    Exercise: $3.39Exp: 2022-01-17Common Stock (7,500 underlying)
Holdings
  • Options to buy

    Exercise: $7.17Exp: 2024-01-21Common Stock (10,000 underlying)
    10,000
Footnotes (4)
  • [F1]This transaction was executed in multiple trades at prices ranging from $10.75 to $10.85. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  • [F2]Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested.
  • [F3]Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
  • [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION