SCHUSTER SUSANNE 4

4 · SunOpta Inc. · Filed Nov 30, 2017

Form 4

Period: 2017-11-28

VP Internal Audit

Transactions

Award
Performance Stock Units
2017-11-28+25,544→ 25,544 total
→ Common Shares (25,544 underlying)
Award
Restricted Stock Units
2017-11-28+5,109→ 5,109 total
→ Common Shares (5,109 underlying)
Award
Stock Options (right to buy)
2017-11-28+11,634→ 11,634 total
Exercise: $7.70From: 2020-05-24Exp: 2027-11-28→ Common Shares (11,634 underlying)

Footnotes (6)

[F1]Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
[F2]The Restricted Stock Units vest in three equal annual installments beginning on May 24, 2018.
[F3]The Restricted Stock Units do not have an expiration date.
[F4]Each Performance Stock Unit represents a contingent right to receive one share of STKL common stock.
[F5]The Performance Stock Units will vest, if at all, on May 24, 2020 based on meeting the following stock performance conditions for 20 consecutive trading days: one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $11.00, one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $14.00, and one-third of the Performance Stock Units eligible to vest upon achieving a stock price of $18.00.
[F6]The Performance Stock Units do not have an expiration date.

Documents

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