Larson Gregory A 4
4 · BANK MUTUAL CORP · Filed Nov 30, 2017
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
Larson Gregory A
Senior Vice President
Transactions
- Sale
Common Stock
2017-11-29$10.79/sh−47,273$509,934→ 54,557 total - Exercise/Conversion
Common Stock
2017-11-28$7.17/sh+6,000$43,020→ 111,772 total - Exercise/Conversion
Common Stock
2017-11-28$4.82/sh+3,942$19,000→ 105,772 total - Sale
Common Stock
2017-11-28$10.55/sh−9,942$104,910→ 101,830 total - Exercise/Conversion
Options to buy
2017-11-28−3,942→ 2,400 totalExercise: $4.82Exp: 2023-01-22→ Common Stock (3,942 underlying) - Exercise/Conversion
Options to buy
2017-11-28−6,000→ 4,000 totalExercise: $7.17Exp: 2024-01-21→ Common Stock (6,000 underlying)
Holdings
- 18,726(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]This transaction was executed in multiple trades at prices ranging from $10.55 to $10.575. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated
- [F2]Includes shares acquired through a dividend reinvestment plan.
- [F3]Held in the Bank Mutual Corporation 401(k) Plan.
- [F4]Stock options granted under the 2004 Stock Incentive Plan. The options (12,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.
- [F5]Stock options granted under the 2004 Stock Incentive Plan. The options (10,000 in the original grant) vest in annual installments of 20% each beginning January 21, 2015.