Home/Filings/4/0001209191-17-063597
4//SEC Filing

Pelowski Ken 4

Accession 0001209191-17-063597

CIK 0001316016other

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 4:58 PM ET

Size

6.3 KB

Accession

0001209191-17-063597

Insider Transaction Report

Form 4
Period: 2017-11-30
Pelowski Ken
Director10% Owner
Transactions
  • Award

    Common Stock

    2017-11-30+3,3473,347 total
Holdings
  • Common Stock

    (indirect: See Footnote)
    2,584,265
Footnotes (3)
  • [F1]The security represents restricted stock units granted pursuant to the issuer's non-employee director compensation policy.
  • [F2]The share underlying these restricted stock units vests over an eight month period monthly, subject to the reporting person's continued service on the board of directors on each vest date.
  • [F3]Shares held by PVIA, PVI-A(Q), PVI-B, PVM I, PVII-A, PVII-B, PVII-C, PVII-R, PVM II, PVEF I, PVEF I-O, PVEFIA, Pinnacle Ventures II Equity Holdings, L.L.C. and Pinnacle Ventures I (Q) Equity Holdings, L.L.C. (collectively, the "Pinnacle Entities"), which are managed by general partner limited liability companies. Ken Pelowski is either the sole or controlling managing member of each such limited liability company and, as such, is deemed to have sole voting and dispositive power with respect to the shares held by the Pinnacle Entities. Mr. Pelowski disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Issuer

AQUANTIA CORP

CIK 0001316016

Entity typeother

Related Parties

1
  • filerCIK 0001721262

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 4:58 PM ET
Size
6.3 KB