Pelowski Ken 4
4 · AQUANTIA CORP · Filed Dec 4, 2017
Insider Transaction Report
Form 4
Pelowski Ken
Director10% Owner
Transactions
- Award
Common Stock
2017-11-30+3,347→ 3,347 total
Holdings
- 2,584,265(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]The security represents restricted stock units granted pursuant to the issuer's non-employee director compensation policy.
- [F2]The share underlying these restricted stock units vests over an eight month period monthly, subject to the reporting person's continued service on the board of directors on each vest date.
- [F3]Shares held by PVIA, PVI-A(Q), PVI-B, PVM I, PVII-A, PVII-B, PVII-C, PVII-R, PVM II, PVEF I, PVEF I-O, PVEFIA, Pinnacle Ventures II Equity Holdings, L.L.C. and Pinnacle Ventures I (Q) Equity Holdings, L.L.C. (collectively, the "Pinnacle Entities"), which are managed by general partner limited liability companies. Ken Pelowski is either the sole or controlling managing member of each such limited liability company and, as such, is deemed to have sole voting and dispositive power with respect to the shares held by the Pinnacle Entities. Mr. Pelowski disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.