Home/Filings/4/0001209191-17-063657
4//SEC Filing

Arthur Michael W 4

Accession 0001209191-17-063657

CIK 0001611988other

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 6:34 PM ET

Size

8.7 KB

Accession

0001209191-17-063657

Insider Transaction Report

Form 4
Period: 2017-11-30
Transactions
  • Exercise/Conversion

    Option (right to buy)

    2017-11-3010,0000 total
    Exercise: $3.37From: 2016-06-09Exp: 2021-04-11Class A Common Stock (10,000 underlying)
  • Exercise/Conversion

    Class A Common Stock, $0.01 par value per share

    2017-11-30$3.37/sh+10,000$33,70010,000 total
  • Sale

    Class A Common Stock, $0.01 par value per share

    2017-11-30$4.08/sh10,000$40,7600 total
Footnotes (1)
  • [F1]This transaction was executed in multiple trades at prices ranging from $4.05 to $4.15; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Issuer

Fifth Street Asset Management Inc.

CIK 0001611988

Entity typeother

Related Parties

1
  • filerCIK 0001307979

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 6:34 PM ET
Size
8.7 KB