4//SEC Filing
Flynn Harold C Jr. 4
Accession 0001209191-17-064129
CIK 0000811240other
Filed
Dec 5, 7:00 PM ET
Accepted
Dec 6, 11:16 AM ET
Size
8.7 KB
Accession
0001209191-17-064129
Insider Transaction Report
Form 4
BIOLASE, INCBIOL
Flynn Harold C Jr.
DirectorPresident and CEO
Transactions
- Exercise of In-Money
Subscription Rights (Right to Buy)
2017-12-05−65,870→ 0 total(indirect: By Trust)Exercise: $0.46From: 2017-11-08Exp: 2017-11-29→ Common Stock (65,870 underlying) - Exercise of In-Money
Common Stock
2017-12-05$0.46/sh+65,870$30,037→ 131,970 total(indirect: By Trust)
Holdings
- 96,720
Common Stock
Footnotes (3)
- [F1]The Common Stock is held directly by the Flynn Living Trust (the "Trust"). Mr. Flynn serves as a co-trustee to the Trust and his daughter is the beneficiary of the Trust.
- [F2]The Subscription Rights were held directly by the Trust. Mr. Flynn serves as a co-trustee to the Trust and his daughter is the beneficiary of the Trust.
- [F3]The Reporting Person disclaims beneficial ownership of the Subscription Rights except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the Subscription Rights for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
BIOLASE, INC
CIK 0000811240
Entity typeother
Related Parties
1- filerCIK 0001647860
Filing Metadata
- Form type
- 4
- Filed
- Dec 5, 7:00 PM ET
- Accepted
- Dec 6, 11:16 AM ET
- Size
- 8.7 KB