4//SEC Filing
SALTZ MITCHELL A 4
Accession 0001209191-17-064490
CIK 0001442236other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 5:09 PM ET
Size
11.8 KB
Accession
0001209191-17-064490
Insider Transaction Report
Form 4
SALTZ MITCHELL A
Director10% Owner
Transactions
- Sale
Common Stock
2017-12-05$2.05/sh−25,000$51,148→ 1,713,186 total(indirect: By Stockbridge Enterprises, L.P.) - Sale
Common Stock
2017-12-06$1.96/sh−26,852$52,665→ 1,686,334 total(indirect: By Stockbridge Enterprises, L.P.)
Holdings
- 3,705,863(indirect: By Southwest Green Investments, L.L.C.)
Common Stock
- 1,500(indirect: By Trust)
Common Stock
Stockbridge Enterprises, L.P.
10% Owner
Transactions
- Sale
Common Stock
2017-12-05$2.05/sh−25,000$51,148→ 1,713,186 total(indirect: By Stockbridge Enterprises, L.P.) - Sale
Common Stock
2017-12-06$1.96/sh−26,852$52,665→ 1,686,334 total(indirect: By Stockbridge Enterprises, L.P.)
Holdings
- 1,500(indirect: By Trust)
Common Stock
- 3,705,863(indirect: By Southwest Green Investments, L.L.C.)
Common Stock
Footnotes (6)
- [F1]The shares were sold pursuant to a 10b5-1 Trading Plan dated November 6, 2017.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.021242 to $2.081, inclusive. The reporting person undertakes to provide to Quest Resource Holding Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F3]The shares are owned directly by Stockbridge Enterprises, L.P. ("Stockbridge"), of which Mitchell A. Saltz ("Saltz") controls the investment decisions. Stockbridge is owned by a limited partnership in which Saltz owns an indirect interest.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.01, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- [F5]The shares are owned directly by Southwest Green Investments, L.L.C. ("Southwest Green"), a ten percent owner of the Company, and indirectly by Saltz. Saltz is a director and a ten percent owner of the Company, and controls the investment decisions of Southwest Green. Southwest Green is owned by a limited partnership in which Saltz owns an indirect interest.
- [F6]The shares are owned directly by the Saltz & Noreen Revocable Family Trust.
Documents
Issuer
Quest Resource Holding Corp
CIK 0001442236
Entity typeother
Related Parties
1- filerCIK 0001112727
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 5:09 PM ET
- Size
- 11.8 KB