FERNANDEZ JAMES N 4
4 · DUN & BRADSTREET CORP/NW · Filed Dec 12, 2017
Insider Transaction Report
Form 4
FERNANDEZ JAMES N
Director
Transactions
- Award
Phantom Stock Units - Deferred Compensation
2017-12-08$45.26/sh+129.785$5,874→ 31,843.478 total→ Common Stock (129.785 underlying) - Award
Common Stock
2017-12-08$121.39/sh+74.423$9,034→ 28,787.233 total
Footnotes (5)
- [F1]Acquired pursuant to a dividend reinvestment feature of the issuer's stock incentive plan in connection with restricted stock units held by the reporting person.
- [F2]Phantom stock is reported in units vs. shares in the D&B Common Stock Fund of the issuer's non-employee directors' deferred compensation plan (the "Plan").
- [F3]Each phantom stock unit entitles the reporting person to a cash payment based on the value on the payout date of the issuer's common stock corresponding to such units. Based on the $121.33 closing price of the issuer's common stock on the transaction date, one share of common stock corresponds to approximately 2.68 units.
- [F4]The reporting person may transfer these phantom stock units to alternative investment funds in the Plan beginning three years from the transaction date.
- [F5]These phantom stock units are payable in cash after the reporting person ceases to be a member of the issuer's board of directors.