|4Dec 14, 4:33 PM ET

CLAYTON DUBILIER & RICE FUND VIII LP 4

4 · NCI BUILDING SYSTEMS INC · Filed Dec 14, 2017

Insider Transaction Report

Form 4
Period: 2017-12-13
Transactions
  • Sale

    Common Stock, $0.01 par value

    2017-12-13$19.36/sh7,150,000$138,424,00022,801,763 total(indirect: See note)
Footnotes (1)
  • [F1]Following the sale of shares, Clayton, Dublier & Rice Fund VIII, L.P. ("Fund VIII") directly owns 22,744,824 shares of common stock and CD&R Friends & Family Fund VIII, L.P. ("F&F VIII") directly owns 56,939 shares of common stock. As a general partner of both Fund VIII and F&F VIII, CD&R Associates VIII, Ltd. may be deemed to own a total of 22,801,763 shares of common stock. CD&R Associates VIII, L.P. is the sole stockholder of CD&R Associates VIII, Ltd. and CD&R Investment Associates VIII, Ltd. is the general partner of CD&R Associates VIII, L.P. CD&R Associates VIII, Ltd, CD&R Associates VIII, L.P. and CD&R Investment Associates VIII, Ltd. expressly disclaim beneficial ownership of the shares of common stock held by Fund VIII and F&F VIII.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION