4//SEC Filing
BATE STEVEN 4
Accession 0001209191-17-066463
CIK 0000866609other
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 6:11 PM ET
Size
11.0 KB
Accession
0001209191-17-066463
Insider Transaction Report
Form 4
BATE STEVEN
SVP Systems Division
Transactions
- Exercise/Conversion
Common Stock
2017-12-15$3.10/sh+100,000$310,000→ 213,595 total - Exercise/Conversion
Stock Appreciation Right
2017-12-15−100,000→ 50,000 totalExercise: $3.10From: 2017-03-01Exp: 2026-03-01→ Common Stock (100,000 underlying) - Purchase
Common Stock
2017-12-15$13.68/sh+27,000$369,274→ 113,595 total - Disposition to Issuer
Common Stock
2017-12-15$13.05/sh−100,000$1,305,000→ 113,595 total
Footnotes (3)
- [F1]This transaction was executed in multiple trades at prices ranging from $13.60 to $13.75, inclusive. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F2]Exercise of cash-settled SARs. In accordance with the rules for filing Form 4, the exercise of cash-settled SARs is treated as the simultaneous purchase of the number of shares for which SARs are exercised and the sale of the same number of shares. No shares actually changed hands.
- [F3]Compensation Committee approved acceleration of the vesting of the second tranche on 12/13/2017. Final tranche to vest as scheduled on 03/01/2019.
Documents
Issuer
ION GEOPHYSICAL CORP
CIK 0000866609
Entity typeother
Related Parties
1- filerCIK 0001578444
Filing Metadata
- Form type
- 4
- Filed
- Dec 18, 7:00 PM ET
- Accepted
- Dec 19, 6:11 PM ET
- Size
- 11.0 KB