Hansen Bradley 4
4 · EnSync, Inc. · Filed Dec 26, 2017
Insider Transaction Report
Form 4
EnSync, Inc.ESNC
Hansen Bradley
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Restricted Stock Unitsi
2017-12-21−250,000→ 500,000 total→ Common Stock (250,000 underlying) - Tax Payment
Common Stock
2017-12-21$0.46/sh−84,050$38,663→ 165,950 total - Exercise/Conversion
Common Stock
2017-12-21+250,000→ 250,000 total - Award
Restricted Stock Units
2017-12-21+500,000→ 500,000 total→ Common Stock (500,000 underlying)
Footnotes (5)
- [F1]Represents shares of common stock acquired upon the vesting of a restricted stock unit award on December 21, 2017.
- [F2]Shares withheld to satisfy tax withholding requirements on the vesting of restricted stock units on December 21, 2017.
- [F3]Each restricted stock unit represents a contingent right to receive one share of common stock.
- [F4]Represents a restricted stock unit award granted on November 14, 2016 that partially vested on November 14, 2017 and settled on December 21, 2017. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.
- [F5]These restricted stock units vest in three equal annual installments beginning on the first anniversary of the grant date.