Ho Ted C 4
4 · Gigamon Inc. · Filed Dec 27, 2017
Insider Transaction Report
Form 4
Gigamon Inc.GIMO
Ho Ted C
10% Owner
Transactions
- Disposition from Tender
Common Stock
2017-12-27−16,919→ 0 total - Disposition from Tender
Common Stock
2017-12-27−138,531→ 0 total(indirect: See Footnote) - Disposition to Issuer
Stock Option (right to buy)
2017-12-27−34,230→ 0 totalExercise: $10.70Exp: 2024-08-24→ Common Stock (34,230 underlying) - Disposition from Tender
Common Stock
2017-12-27−63,419→ 0 total(indirect: See Footnote) - Disposition from Tender
Common Stock
2017-12-27−63,419→ 0 total(indirect: See Footnote)
Footnotes (6)
- [F1]Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share.
- [F2]Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share.
- [F3]Shares are held by The Ted Ching-Lin Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- [F4]Shares are held by The Julie Hsiao Ling Ho Nevada Gift Trust under which the Reporting Person may receive discretionary distributions during his lifetime.
- [F5]Shares are held by The Ted and Julie Ho Living Trust for which the Reporting Person serves as trustee.
- [F6]The option, which provided for vesting in three equal annual installments following the Reporting Person's August 24, 2014 appointment to the Issuer's Board of Directors, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option.