Home/Filings/4/0001209191-17-067363
4//SEC Filing

Hooper Paul 4

Accession 0001209191-17-067363

CIK 0001484504other

Filed

Dec 26, 7:00 PM ET

Accepted

Dec 27, 1:29 PM ET

Size

18.1 KB

Accession

0001209191-17-067363

Insider Transaction Report

Form 4
Period: 2017-12-27
Hooper Paul
DirectorChief Executive Officer
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-12-2799,3870 total
    Exercise: $13.11Exp: 2023-03-01Common Stock (99,387 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-12-2737,6660 total
    Exercise: $14.70Exp: 2023-04-30Common Stock (37,666 underlying)
  • Disposition from Tender

    Common Stock

    2017-12-27231,9650 total
  • Disposition to Issuer

    Performance Shares

    2017-12-2751,5700 total
    Exercise: $0.00Common Stock (51,570 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-12-2794,8220 total
    Exercise: $30.51Exp: 2024-02-14Common Stock (94,822 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-12-27138,0000 total
    Exercise: $21.44Exp: 2022-02-17Common Stock (138,000 underlying)
Footnotes (7)
  • [F1]Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share.
  • [F2]Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share.
  • [F3]The option, originally for 166,666 shares and of which an aggregate of 67,279 shares have been exercised, which provided for vesting in forty eight equal monthly installments beginning January 1, 2013, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option.
  • [F4]The option, which provided for vesting of 50% of the option on May 1, 2015 with the remaining shares vesting in twenty four equal monthly installments thereafter, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option.
  • [F5]The option, which provided for vesting of 25% of the option on February 14, 2015 with the remaining shares vesting in thirty six equal monthly installments thereafter, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option.
  • [F6]The option, which provided for vesting of 25% of the option on February 17, 2016 with the remaining shares vesting in thirty six equal monthly installments thereafter, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option.
  • [F7]The performance shares, which reflected the target number and were to be based on the achievement of certain performance metrics for 2017 and for which the Reporting Person was eligible to receive up to 200% of the target number based on the achievement of the performance metrics, was cancelled pursuant to the Merger Agreement for no consideration.

Issuer

Gigamon Inc.

CIK 0001484504

Entity typeother

Related Parties

1
  • filerCIK 0001484010

Filing Metadata

Form type
4
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 1:29 PM ET
Size
18.1 KB