Home/Filings/4/0001209191-17-067377
4//SEC Filing

Mulloy Corey 4

Accession 0001209191-17-067377

CIK 0001484504other

Filed

Dec 26, 7:00 PM ET

Accepted

Dec 27, 1:35 PM ET

Size

16.3 KB

Accession

0001209191-17-067377

Insider Transaction Report

Form 4
Period: 2017-12-27
Mulloy Corey
Director
Transactions
  • Disposition from Tender

    Common Stock

    2017-12-2714,8970 total(indirect: See Footnote)
  • Disposition from Tender

    Common Stock

    2017-12-271,9260 total(indirect: See Footnote)
  • Disposition from Tender

    Common Stock

    2017-12-2717,5120 total
  • Disposition from Tender

    Common Stock

    2017-12-2721,6960 total(indirect: See Footnote)
  • Disposition to Issuer

    Stock Option (right to buy)

    2017-12-2716,9590 total
    Exercise: $17.46Exp: 2024-06-13Common Stock (16,959 underlying)
  • Disposition from Tender

    Common Stock

    2017-12-2761,4810 total(indirect: See Footnote)
Footnotes (7)
  • [F1]Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share.
  • [F2]Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share.
  • [F3]The securities are held by Highland Capital Partners VII Limited Partnership ("HCP VII"). The Reporting Person is an authorized manager of Highland Management Partners VII, LLC ("HMP VII LLC"), which is the general partner of Highland Management Partnership VII Limited Partnership ("HMP VII LP"). Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII except to the extent, if any, of such entity's pecuniary interest therein.
  • [F4]The securities are held by Highland Capital Partners VII-B Limited Partnership ("HCP VII-B"). The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-B except to the extent, if any, of such entity's pecuniary interest therein.
  • [F5]The securities are held by Highland Capital Partners VII-C Limited Partnership ("HCP VII-C"). The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HCP VII-C except to the extent, if any, of such entity's pecuniary interest therein.
  • [F6]The securities are held by Highland Entrepreneurs' Fund VII Limited Partnership ("HEF VII"). The Reporting Person is an authorized manager of HMP VII LLC, which is the general partner of HMP VII LP. Each of the Reporting Person, HMP VII LP and HMP VII LLC disclaims beneficial ownership of all shares held by HEF VII except to the extent, if any, of such entity's pecuniary interest therein.
  • [F7]The option, which provided for vesting in twelve equal monthly installments beginning July 13, 2014, was cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to the difference between $38.50 and the per share exercise price of the option.

Issuer

Gigamon Inc.

CIK 0001484504

Entity typeother

Related Parties

1
  • filerCIK 0001576946

Filing Metadata

Form type
4
Filed
Dec 26, 7:00 PM ET
Accepted
Dec 27, 1:35 PM ET
Size
16.3 KB