Duffey Brendan P 4
4 · UWHARRIE CAPITAL CORP · Filed Dec 27, 2017
Insider Transaction Report
Form 4
Duffey Brendan P
Chief Operating Officer, UCCOther
Transactions
- Other
Common Stock (Held jointly with Spouse)
2017-12-27+23→ 1,179 total - Other
Common Stock (See Footnote 1)
2017-12-27+263→ 13,434 total
Footnotes (3)
- [F1]Held by Cede & Co., Depository for IRA FBO Brendan P. Duffey Pershing LLC As Custodian
- [F2]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-27-2017 as of Record Date 12-15-2017. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F3]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-27-2017 as of Record Date 12-15-2017.